CPLR § 3101(d) Trial Preparation (2) Materials

 CPLR § 3101(d) Trial Preparation (2) Materials

Lakes v Lavelle School for the Blind, 2009 NY Slip Op 02899 (App. Div., 1st, 2009)

Order, Supreme Court, Bronx County (Alison Y. Tuitt, J.), entered
August 19, 2008, which granted plaintiff's motion for disclosure of
certain material and denied defendant Lavelle School for the Blind's
cross motion for a protective order as to the material sought,
unanimously reversed, on the law, without costs, plaintiff's motion
denied, and defendant's cross motion granted.

Defendant demonstrated that the reports sought by plaintiffs
were prepared in anticipation of litigation (CPLR 3101[d][2]).
Plaintiff failed to make the requisite showing that he has "substantial
need of the materials in the preparation of the case and is unable
without undue hardship to obtain the substantial equivalent of the
materials by other means" (id.).

The bold is mine.

CPLR R. 3216 Want of prosecution — A “extremely forgiving statute”

CPLR R. 3216 Want of prosecution

Klein v MTA-Long Is. Bus, 2009 NY Slip Op 02974 (App. Div., 2nd, 2009)

The Supreme Court did not improvidently exercise its discretion in granting that [*2]branch
of the plaintiffs' motion which was to vacate the dismissal of the
action pursuant to CPLR 3216, and restore the action to the trial
calendar. CPLR 3216 is an "extremely forgiving statute" which "never
requires, but merely authorizes, the Supreme Court to dismiss a
plaintiff's action based on the plaintiff's unreasonable neglect to
proceed"
(Davis v Goodsell, 6 AD3d 382, 383; see Di Simone v Good Samaritan Hosp., 100 NY2d 632, 633; Primiano v Ginsberg, 55 AD3d 709; Zito v Jastremski, 35 AD3d 458; Ferrara v N.Y. & Atl. Ry. Co., 25 AD3d 753,
754). The statute prohibits the Supreme Court from dismissing a
complaint based on failure to prosecute whenever the plaintiff has
shown a justifiable excuse for the delay and the existence of a
meritorious cause of action (see CPLR 3216[e]
; Di Simone v Good Samaritan Hosp., 100 NY2d at 633; Zito v Jastremski, 35 AD3d at 459; Goldblum v Franklin Munson Fire Dist., 27 AD3d 694).

Here, the plaintiffs moved to vacate the order dismissing the
action approximately two months after it had been issued, explaining
that they had been unable to file a timely note of issue because the
defendants' response to several significant discovery demands was still
outstanding. Moreover, the plaintiffs submitted, inter alia, their
deposition testimony to establish the existence of a meritorious cause
of action, and it is clear from the record that they exhibited no
intent to abandon the action. Under these circumstances, the court
properly vacated the dismissal of the action, and restored it to the
trial calendar (see Lubov v Welikson, 36 AD3d 673, 674; Zito v Jastremski, 35 AD3d at 459; Diaz v Yuan, 28 AD3d 603; Tolmasova v Umarova, 22 AD3d 570; Goldblum v Franklin Munson Fire Dist., 27 AD3d 694, 695; Ferrara v N.Y. & Atl. Ry. Co., 25 AD3d at 754-755; Davis v Goodsell, 6 AD3d at 384).

The bold is mine.

CPLR R. 3212(a) — 120 day rule/ good cause

CPLR R. 3212 Motion for summary judgment

(a) Time; kind of action

Podlaski v Long Is. Paneling Ctr. of Centereach, Inc., 58 AD3d 825 (App. Div., 2nd, 2009)

Inasmuch as ARG's cross motion for summary judgment was made more than 120 days after
the note of issue was filed, it was untimely (see CPLR 3212 [a]
; Miceli v State Farm Mut. Auto. Ins.
Co.
, 3 NY3d 725
, 726-727 [2004]; Brill v City of New York, 2 NY3d 648, 652 [2004]). Since no
good cause was articulated by ARG for its late filing, its cross motion for summary judgment
was properly denied as untimely
(id.; see Lofstad v S & R Fisheries, Inc., 45 AD3d 739, 743 [2007]; Jones v Ricciardelli, 40 AD3d 936
[2007]). Moreover, since the grounds upon which ARG premised its cross motion were not
nearly identical to those upon which Long Island Paneling relied in connection with its motion
(see Bickelman v Herrill Bowling
Corp
., 49 AD3d 578
, 580 [2008]; cf. Grande v Peteroy, 39 AD3d 590, 591-592 [2007]), there is no
basis upon which we may impute good cause for ARG's delay in submitting its cross motion
.

I ran across this case while looking for something else. 

The bold is mine.

CPLR R. 3211(a)(1), CPLR R. 3211(a)(2), CPLR R. 3211(a)(7)

CPLR R. 3211(a)(1) defense is founded upon documentary evidence

CPLR R. 3211(a)(2) the court has not jurisdiction of the subject matter of the cause of action

CPLR R. 3211(a)(7)  pleading fails to state a cause of action

Zurich Depository Corp. v Iron Mtn. Info. Mgt., Inc., 2009 NY Slip Op 02991 (App. Div., 2nd, 2009)

Where, as here, evidentiary material has been considered in support
of a motion to dismiss a complaint pursuant to CPLR 3211(a)(7), the
court must determine whether the proponent of the pleading has a cause
of action, not whether the proponent has stated one
(see Guggenheimer v Ginzburg, 43 NY2d 268, 275; Steiner v Lazzaro & Gregory, 271 AD2d 596, 597; Meyer v Guinta, 262
AD2d 463, 464). "If the documentary proof disproves an essential
allegation of the complaint, dismissal pursuant to CPLR 3211(a)(7) is
warranted even if the allegations, standing alone, could withstand a
motion to dismiss for failure to state a cause of action" (Peter F. Gaito Architecture, LLC v Simone Dev. Corp., 46 AD3d 530).

In the present case, the documentary evidence submitted by the
defendant Iron Mountain Information Management, Inc. (hereinafter Iron
Mountain), established that the Administration Agreement entered into
between it and the plaintiff had expired pursuant to its terms in
November 2006. Thus, the Supreme Court properly granted that branch of
Iron Mountain's motion which was to dismiss the third cause of action
alleging, in effect, that Iron Mountain breached the Administration
Agreement in and after December 2006. Moreover, the Supreme Court also
properly granted that branch of Iron Mountain's motion which was to
dismiss the fourth cause of action alleging, in effect, tortious
interference with contract, as the documentary evidence established
that no enforceable contract was in effect during the period relevant
to the allegations in the fourth cause of action (see Lama Holding Co. v Smith Barney, 88 NY2d 413, 424; Long Is. Pen Corp. v Shatsky Metal Stamping Co., 94 AD2d 788, 789; Winer v Glaser, 3 AD2d 656, 657).

In addition, the Supreme Court correctly granted that branch of
the motion of the defendant 1165 Northern, LLC (hereinafter Northern),
which was to dismiss the fifth cause of action alleging breach of
contract based, inter alia, on Northern's alleged failure to negotiate
the terms of fair market rent with the plaintiff in good faith. The
documentary evidence conclusively established that Northern's
obligation to negotiate fair market rent was never triggered in light
of the plaintiff's
failure to exercise its option to renew in accordance with the terms of the lease (see Leon v Martinez, 84 NY2d at 88).

The bold is mine.

3211(a)(7) is a peculiar creature.  I'm probably going to come back to this case in the near future.

CPLR § 3215; CPLR § 3012; CPLR § 308

CPLR § 3215 Default judgment

CPLR § 3012 Service of pleadings and demand for complaint

(d) Extension of time to appear or plead

CPLR § 308 Personal service upon a natural person

CPLR § 308(4)

Zareef v Wong, 2009 NY Slip Op 02990 (App. Div., 2nd, 2009)

In an action to recover damages for personal injuries, the plaintiff
appeals from an order of the Supreme Court, Queens County (Taylor, J.),
dated August 4, 2008, which denied her motion pursuant to CPLR 3215 for
leave to enter judgment against the defendants upon their default in
appearing or answering, and granted the defendants' cross motion
pursuant to CPLR 3012(d) to compel the plaintiff to accept their
answer.

ORDERED that the order is affirmed, with costs.

The plaintiff served the defendants pursuant to CPLR 308(4) by
affixing copies of the summonses and complaints to the address of the
defendants' "actual place of business, dwelling place, or usual place
of abode" on November 12, 2007, and by mailing copies to the same
address on November 13, 2007. The proofs of service were filed on
December 20, 2007, well beyond the 20-day filing period required by
CPLR 308(4). In opposition to the plaintiff's motion pursuant to CPLR
3215 for leave to enter judgment against the defendants upon their
default in appearing or answering, the defendants served an answer on
March 4, 2008, and cross-moved to compel the plaintiff to accept their
answer.
The Supreme Court denied the plaintiff's motion and granted the
defendants' cross motion.

While the failure to file a timely proof of service is a
curable procedural irregularity, here, the plaintiff did not obtain an
order permitting a late filing of proof of service (see Bank of New [*2]York v Schwab, 97 AD2d 450). Accordingly, the late filings were nullities and the defendants' time to answer never began to run
(see Bank of New York v Schwab, 97 AD2d 450; Marazita v Nelbach, 91
AD2d 604). Since the defendants never defaulted, the plaintiff's motion
pursuant to CPLR 3215 for leave to enter judgment against them was
properly denied (see Hausknecht v Ackerman, 242 AD2d 604, 606; Paracha v County of Nassau, 228 AD2d 422; Rosato v Ricciardi, 174
AD2d 937). Moreover, the defendants' cross motion pursuant to CPLR
3012(d) to compel the plaintiff to accept their answer was properly
granted.

  The bold is mine.

CPLR R. 5015; CPLR R. 2103

CPLR R. 5015 Relief from judgment or order

CPLR R. 2103 Service of papers

Zaidi v New York Bldg. Contrs., Ltd., 2009 NY Slip Op 02989 (App. Div., 2nd, 2009)

To vacate their default in appearing at the trial and inquest, the defendants were [*2]required to demonstrate both a reasonable excuse for the default and a meritorious defense to the action (see CPLR 5015[a][1]; Vasquez v New York City Hous. Auth., 51 AD3d 781, 782; Conserve Elec., Inc. v Tulger Contr. Corp., 36 AD3d 747; Zeltser v Sacerdote, 24 AD3d 541).
Although determining what constitutes a reasonable excuse generally
lies within the sound discretion of the Supreme Court, reversal is
warranted if that discretion is improvidently exercised (see McHenry v Miguel, 54 AD3d 912, 913; Ahmad v Aniolowiski, 28 AD3d 692, 693; Matter of Zrake v New York City Dept. of Education, 17 AD3d 603).

The Supreme Court improvidently exercised its discretion in
denying that branch of the defendants' motion which was to vacate their
default in appearing at the trial on January 25, 2008, and at the
inquest on the issue of damages held on the same date. The defendants
presented a reasonable excuse for their default based upon their
principal's inability, due to the terminal illness and death of his
wife, to retain new trial counsel after former counsel was relieved
(see Du Jour v DeJean, 247 AD2d 370, 371; Matter of McCaffrey v McCaffrey, 210 AD2d 409; State Div. of Human Rights v North Broadway Holding Corp., 38 AD2d 856). Moreover, the defendants' submissions were sufficient to demonstrate the existence of meritorious defenses (see Rocovich v Consolidated Edison Co., 78 NY2d 509; Dooley v Peerless Importers, Inc., 42 AD3d 199; Magnuson v Syosset Community Hosp., 283 AD2d 404).

Furthermore, the Supreme Court erred in denying that branch of
the defendants' motion which was to vacate the prior order dated
January 23, 2008, granting, upon reargument, the third-party
defendant's unopposed motion for summary judgment dismissing the fourth
cause of action in the third-party complaint. Absence of proper service
of a motion is a sufficient and complete excuse for a default on a
motion and deprives the court of jurisdiction to entertain the motion
(see Daulat v Helms Bros., Inc., 32 AD3d 410, 411; Bianco v LiGreci, 298 AD2d 482; Welch v State of New York,
261 AD2d 537, 538). The defendants and the third-party defendant
submitted conflicting evidence with respect to the issue of whether the
third-party defendant's motion for leave to reargue was properly served
upon the defendants (see CPLR 2103[b][2], [c], [f][1]; Welch v State of New York, 261 AD2d at 538). Accordingly, a hearing and a new determination are necessary (see Daulat v Helms Bros., Inc., 32 AD3d at 411; LPN Consulting Corp. v Hamm, 202 AD2d 479; Sport-O-Rama Health & Fitness Ctr. v Centennial Leasing Corp., 100 AD2d 584, 585).

The bold is mine.

Experts

Racwel Constr., LLC v Manfredi, 2009 NY Slip Op 02981(App. Div., 2nd, 2009)

"As this case was tried without a jury, this Court's authority is as
broad as that of the trial court, and this Court may render a judgment
it finds warranted by the facts, taking into account in a close case
the fact that the trial judge had the advantage of seeing the
witnesses"
(State Farm Mut. Auto Ins. Co. v Stack, 55 AD3d 594, 595, citing Northern Westchester Professional Park Assoc. v Town of Bedford, 60
NY2d 492, 499). As the Supreme Court's findings and determinations
concerning liability were warranted by the facts, they will not be
disturbed (see Stojowski v D'Sa, 28 AD3d 645; Manzo v Gross, 19 AD3d 379; Chambers v McIntryre, 5 AD3d 344).

The Supreme Court also properly
dismissed the counterclaims based upon its conclusion that the
testimony of both experts was of no probative value. "The opinion
testimony of an expert must be based on facts in the record or
personally known to the witness. . . An expert may not reach a
conclusion by assuming material facts not supported by the evidence,
and may not guess or speculate in drawing a conclusion"
(Quinn v Artcraft Constr., 203 AD2d 444, 445, citing Cassano v Hagstrom, 5 NY2d 643, 646; see Shi Pei Fang v Heng Sang Realty Corp., 38 AD3d 520, 521; Cappolla v City of New York, 302
AD2d 547, 549). Here, the record is clear that the contractor who took
over after the plaintiff's involvement was terminated lacked the
"requisite skill, training, education, knowledge, or experience to
render a reliable opinion" on the quality of the home repair done at
the premises (De Hernandez v Lutheran Med. Ctr., 46 AD3d 517, 518; see Matott v Ward, 48 NY2d 455, 459; Miele v American Tobacco Co., 2 AD3d 799, 802; Pignataro v Galarzia, 303 AD2d 667, 668; Karasik v Bird, 98
AD2d 359, 362). Additionally, since it could not be determined whether
certain damages were caused by the plaintiff or existed before the
plaintiff started working, or whether seemingly defective work was, in
fact, work that the plaintiff could not complete because its
involvement in the project was terminated by the defendants, any
conclusions as to damages caused by defective workmanship could only be
based on assumption and speculation, not on facts in the record or on
facts personally known by the witness (see Shi Pei Fang v Heng Sang Realty Corp., 38 AD3d at 521; Cappolla v City of New York, 302 AD2d at 549; Quinn v Artcraft Constr., 203 AD2d at 445).

Similarly, because the construction valuation expert did not see
the premises before the plaintiff commenced work on it, he could only
speculate as to what had been demolished and how much labor had been
involved. Thus, his conclusions, too, were not based on facts in the
record or personally known to him
(see Shi Pei Fang v Heng Sang Realty Corp., 38 AD3d at 521; Cappolla v City of New York, 302 AD2d at 549; Quinn v Artcraft Constr., 203
AD2d at 445), and the court providently exercised its discretion in
disregarding his testimony and report regarding the plaintiff's alleged
overcharges. Without the evidence provided by the experts, the
defendants failed to meet their burden of proof on their counterclaims
(see Feldin v Doty, 45 AD3d 1225, 1226; Weinberg v Finkelstein, 112 AD2d 218, 219; De Vries v De Vries, 66 AD2d 832).

The bold is mine.

CPLR § 5002; CPLR § 5004

CPLR § 5002 Interest from verdict, report or decision to judgment

CPLR § 5004 Rate of interest

NYCTL 1998-2 Trust v Wagner, 2009 NY Slip Op 02979 (App. Div., 2nd, 2009)

"Interest under CPLR 5002 is a matter of right and is not dependent
upon the court's discretion or a specific demand for it in the
complaint'"
(Matter of Goldberger v Fischer, 54 AD3d 955; quoting Matter of Kavares [Motor Veh. Acc. Indem Corp],
29 AD2d 68, 70-71). Thus, despite the appellant's contentions to the
contrary, the plaintiff was entitled to all prejudgment interest,
regardless of whether specifically provided for in the judgment of
foreclosure and sale entered in this action.

Moreover, "when a contract provides for interest to be paid at a specified rate until [*2]the
principal is paid, the contract rate of interest, rather than the legal
rate set forth in CPLR 5004, governs until payment of the principal or
until the contract is merged in a judgment"
(Citibank, N.A. v Liebowitz, 110 AD2d 615, 615; accord European Am. Bank v Peddlers Pond Holding Corp., 185 AD2d 805, 805; Marine Mgt. Inc. v Seco Mgt.,
176 AD2d 252, 253). Here, the subject New York City tax lien
certificate provided specifically that the holder of the lien was
entitled to the principal balance plus "interest accruing theron at the
rate of eighteen percent (18%) per annum, compounded daily," and that
"[a]ccrued interest on the Tax Lien Principal Balance for each Tax Lien
is payable … until the Tax Lien Principal Balance is paid in full."
Accordingly, the contract rate, rather than the statutory rate,
governed the rate of interest until the entry of judgment (see European Am. Bank v Peddlers Pond Holding Corp., 185 AD2d 805, 805; Marine Mgt. v Seco Mgt., 176 AD2d 252, 253; affd 80 NY2d 886; Citibank, N.A. v Liebowitz, 110 AD2d 615, 615).

The bold is mine.

CPLR § 3126; CPLR R. 3216

CPLR § 3126 Penalties for refusal to comply with order or to disclose

CPLR R. 3216 Want of prosecution

M & W Registry, Inc. v Shah, 2009 NY Slip Op 02976 (App. Div., 2nd, 2009)

In an action, inter alia, to recover damages for breach of contract,
the defendant Darshan Shah appeals, as limited by his brief, from so
much of an order of the Supreme Court, Kings County (Schmidt, J.),
dated May 19, 2008, as denied that branch of his motion which was, in
effect, pursuant to CPLR 3126 and CPLR 3216 to dismiss the amended
complaint insofar as asserted against him.

ORDERED that the order is affirmed insofar as appealed from, with costs.

The appellant failed to demonstrate that dismissal of the amended complaint was appropriate pursuant to CPLR 3126 (cf. CPLR 3126[3]; Sisca v City of Yonkers, 24 AD3d 531, 532; DeCintio v Ahmed, 276 AD2d 463, 464), or CPLR 3216 (cf. CPLR
3216[b][3]; [e]).
Accordingly, the Supreme Court properly denied that
branch of the appellant's motion which was, in effect, pursuant to
those statutes to dismiss the amended complaint insofar as asserted
against him.

The bold is mine.

CPLR § 3215

CPLR § 3215 Default judgment

Lancer Ins. Co. v Whitfield, 2009 NY Slip Op 02975 (App. Div., 2nd, 2009)

The Whitfield defendants did not interpose an answer in the instant
action, and by order of the Supreme Court, Nassau County (Feinman, J.),
dated November 5, 2007, the court granted that branch of a prior motion
of the plaintiff which was pursuant to CPLR 3215 for a default judgment
against them. By defaulting, the Whitfield defendants admitted the
allegations in the instant complaint and all reasonable inferences
therefrom, to wit, that the driver had borrowed the subject vehicle "to
visit friends in North Babylon, and was on his way home when the
accident occurred" and that at the time of the accident, he "was not
operating the [subject vehicle] in furtherance of the garage business"
(see Woodson v Mendon Leasing Corp., 100 NY2d 62, 71; Matter of Gupta, 38 AD3d 445, 446; Lamm v Stevenson, 276 AD2d 531; Fleet Bank v Powerhouse Trading Corp., 267 AD2d 276, 277; see also Hermitage Ins. Co. v Trance Nite Club, Inc., 40 AD3d 1032; Silberstein v Presbyterian Hosp. in City of N.Y., 96
AD2d 1096). Based on the foregoing, the plaintiff established, prima
facie, that the accident was not covered by the subject policy which
requires it to pay damages for bodily injury caused by an accident and
resulting from "garage operations" involving the ownership, maintenance
or use of a covered auto (see Singh v Allcity Ins. Co., 1 AD3d 501; Empire Group Allcity Ins. Co. v Cicciaro, 240 AD2d 362, 363; Dumblewski v ITT Hartford Ins. Group, 213 AD2d 823).

Since the plaintiff, as movant, demonstrated its prima facie
entitlement to summary judgment, the burden shifted to the respondents,
as opponents of the motion, to provide evidence, in proper admissible
form, sufficient to raise a triable issue of fact (see generally Alvarez v Prospect Hosp., 68 NY2d 320, 324; Zuckerman v City of New York, 49
NY2d 557, 562). The respondents failed to meet their burden since their
opposing papers consisted solely of the affirmation of counsel in which
hearsay statements of the Whitfield defendants were proffered to defeat
the motion (see Zuckerman v City of New York, 49 NY2d 557, 562; Collins v Laro Serv. Sys. of N.Y., Inc., 36 AD3d 746, 746-747; Salzano v Korba, 296 AD2d 393, 395; Heifets v Lefkowitz, 271 AD2d 490, 491; cf. Municipal Testing Lab., Inc. v Brom, 38 AD3d 862; Mazzola v City of New York, 32 AD3d 906; Orelli v Showbiz Pizza Time, 302 AD2d 440, 441; Ritts v Teslenko, 276 AD2d 768, 769; Dan's Supreme Supermarkets v Redmont Realty Co., 261 AD2d 353, 354; Lukin v Bruce, 256 AD2d 388, 389; Gomes v Courtesy Bus Co., 251 AD2d 625, 626).

The bold is mine.